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Tier 2 - Regulated & Resilience

MiFID II Operational Controls

Markets in Financial Instruments Directive II — operational and IT control requirements.

About MiFID II Operational Controls

Markets in Financial Instruments Directive II — operational and IT control requirements. This framework is part of tier 2 - regulated & resilience, designed for regulated sectors requiring enhanced assurance.

Current with amendment Verified 2026-09-17

Authoritative current reference

Directive 2014/65/EU (MiFID II), consolidated version 6 June 2026

Authority: European Union / EUR-Lex

MiFID II remains in force in amended form; the current consolidated text is dated 6 June 2026. R3 should validate operational-control mappings against the current directive plus applicable delegated regulations, RTS/ITS and national competent-authority requirements.

Authoritative source TAP content: TAP-ASSESSMENT-LIBRARY-2026.09-R2

TAP assessment content remains pinned to its governed release. Current-source metadata does not silently change historical questions or represent certification against a newer external version.

Estimated Time

Approximately 75 minutes to complete the full assessment

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